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Does your client have a solid case to test tax law? Here’s one funding option


The ATO’s test case litigation program was established to fund cases that have broader implications beyond individual disputes with the ATO. Does your client have a solid case to test tax law?

The ATO says it can help fund your client’s reasonable litigation costs if the outcome of their case will affect a significant number of taxpayers by:

clarifying the law, and/ordeveloping legal precedent.

The test case litigation program can provide financial assistance to taxpayers to help them meet some or all of their reasonable litigation costs and – in limited circumstances – pre-litigation costs, associated with clarifying tax, superannuation and in some instances debt-related issues.

A panel assigned to the program considers applications for funding. The panel’s chair and deputy chair are senior ATO officers, with external members sourced from the legal and accounting professions.

The current panel members are:

Debbie Hastings – Deputy Commissioner, Review and Dispute Resolution and Chair, ATOGrahame Tanna – Assistant Commissioner, Review and Dispute Resolution and Deputy Chair, ATOHon Kevin Lindgren AM QC – former Judge of the Federal Court of the AustraliaPeter Poulos – Partner, Tax Controversy, Minter EllisonGraeme Wade – President of CPA Australia and Consultant, Hamilton Morello Accountants.

In certain instances, cases will be considered for funding without an application being submitted. These cases will generally be considered separately by the chair or deputy chair of the panel.

The sort of case that may be considered will be expected to be in the public interest. Funding will be considered where, in addition to meeting the test case funding criterion:

the case must have significance to a substantial section of the public or have significant commercial implications for an industrythis means that there should be a number of taxpayers affected or there are industry and or community views that the issue is uncertain or contentious.the taxpayer must demonstrate a willingness to progress the dispute in a timely mannerthe ATO expects taxpayers who are approved for funding to cooperate with it to avoid delays and to progress cases in a timely manner – any indication that this may not occur (based on past or current behaviour) will be considered before an application is approved for fundingthe case must be likely to provide legal precedentlegal precedent means a decision that establishes a principle of law that is capable of being used to decide other cases with similar facts – a precedential decision will provide certainty and clarity for taxpayers – in some instances, the program will consider funding cases before the Administrative Appeals Tribunal, particularly if the case is to be heard by a presidential memberthe case must not involve a tax avoidance scheme unless it tests the proper meaning of anti-avoidance provisionsthere are many different types of tax avoidance – funding will only be considered for tax avoidance schemes where it tests the meaning of those lawsthe case must not appear to be an attempt to gain a benefit not intended by the law – this includes cases where there is an attempt to seek a windfall gain or an outcome contrary to the intent of the legislation and public policyfunding is not usually provided where the outcome being sought is clearly not an outcome intended by the law.

To make an application for funding you need to fill in the Test case funding application form. Please note that applications close three weeks prior to each panel meeting.

5 December 2017 meeting: closing date for applications is 14 November 20176 March 2018 meeting: closing date for applications is 13 February 20188 May 2018 meeting: closing date for applications is 17 April 201817 July 2018 meeting: closing date for application is 26 June 2018

For more information about the program:

Phone 13 28 69 between 8.00am and 5.00pm Monday to Friday and ask for the test case litigation programEmail Test Case Litigation ProgramWrite to: Test Case Litigation Program Australian Taxation Office GPO Box 4889 Sydney NSW 2001.

Does your client have a solid case to test tax law? Does your client have a solid case to test tax law? Does your client have a solid case to test tax law? Does your client have a solid case to test tax law?

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